Who We Are

With little fanfare and much hard work, we've built a solid foundation in the securities and investment industry.


Call Us (800) 477-6266

Founded in 1982, Finance 500 is one of the most established firms in Orange County today. Finance 500 is an independent, registered broker-dealer, headquartered in Irvine California. The firm is a member of the Financial Industry Regulatory Authority (FINRA), the Security Investor Protection Corporation (SIPC) is registered with the Securities and Exchange Commission (SEC) and is registered to handle transactions in all 50 states. Our institutional accounts clear through RBC Correspondent Services, one of the largest securities firms in the nation who is the member of the NYSE, AMEX, CHX, CBOE and PSE and has execution capabilities on all principal exchanges.

Finance 500 specializes in institutional underwriting, sales and trading of fixed income products. We have not only established ourselves as one of the volume leaders in underwriting for the Brokered Certificate of Deposit market, but we also assisted institutions in building sound investment portfolios.